Chris Hardt Allegedly Invested Funds Without Investor Authorization
Chris Hardt (CRD #: 2898244), a broker registered with Edward Jones, is involved in a pending dispute, according to his BrokerCheck record, accessed on June 27, 2022. Read on if you have questions about his conduct as a broker.
On April 13, 2022, an investor alleged that Chris Hardt invested funds without client approval. This dispute is currently pending.
FINRA Rule 3260
Chris Hardt has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
- Series 24 – General Securities Principal Examination
Chris Hardt is a registered broker in 32 states and the District of Columbia. He is also a registered investment adviser in California and Texas.
Kurta Law Can Help
If you worked with Chris Hardt and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.