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Charles Jensen is the Subject of an Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 8, 2025 at 1:45am

Charles Jensen (CRD #: 1699896), a broker registered with The Oak Ridge Financial Services Group, is the subject of an investor dispute. This is according to his Brokercheck record, accessed on September 7, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 25, 2025, an investor alleged that Charles Jenson purchased more options than they had authorized. The investor alleged that they authorized the purchase of 75 options and that the broker instead purchased 750. The dispute was settled for $149,483.12. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized transactions may violate this rule. 

Background Information 

Charles Jensen has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker and investment adviser in Minnesota. He is a registered broker in North Carolina. 

Charles Jensen has registered with the following firms: 

  • The Oak Ridge Financial Services Group (CRD #: 42941)
  • Stifel, Nicolaus & Company (CRD #: 793) 
  • RBC Capital Markets Corporation (CRD #: 31194) 
  • Salomon Smith Barney (CRD #: 7059) 
  • Piper Jaffray (CRD #: 665) 
  • Kidder Peabody & Co. (CRD #: 7613) 

Kurta Law Can Help

If you worked with Charles Jensen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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