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Chang Vung Faces Second Investor Dispute

Chang Vung (CRD #: 5347816), a broker registered with Cetera Investment Services, is involved in an investor dispute. This is according to BrokerCheck, accessed on July 12, 2021. Vung also has an older dispute on their record.

On June 28, 2021, an investor alleged that she wanted a safe investment, but Chang Vung placed her portfolio in high-risk investments that came with high fees. The dispute is pending.

On January 2, 2019, an investor alleged that Vung misrepresented a security and engaged in fraud. The investor sought $200,000; the dispute settled for $14,500.

Chang Vung Background Information 

Vung has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

Vung is a registered broker in nine states. This representative has only ever registered with the following firm: Cetera Investment Services (CRD #: 15340)

Kurta Law Can Help

If you worked with Chang Vung and you have concerns about unsuitable investments, contact Kurta Law today. Call 212-658-1502 or email jkurta@kurtalawfirm.com.

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