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Chad Metzger Allegedly Failed to Transfer Client’s Funds

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
June 30, 2023 at 9:30pm

Chad Metzger (CRD #: 2643188), a broker registered with Edward Jones, is involved in a pending dispute, according to his BrokerCheck record, accessed on June 22, 2023. Read on if you want to know more about his alleged conduct as a broker.

Investor Dispute

On April 18, 2023, the wife of a deceased client alleged that Chad Metzger failed to transfer funds from her husband’s account to their joint savings account. She seeks $420,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Chad Metzger has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Chad Metzger is a registered broker in 27 states and a registered investment adviser in Ohio and Texas.

He has also worked for Banc One Securities Corporation (CRD#:16999).

Kurta Law Can Help

If you worked with Chad Metzger and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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