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Chad Barancyk Facing Multiple Six-Figure Investments

Aug 27, 2021 Investor Disputes

Chad Barancyk (CRD #: 4921433), a broker registered with Great Point Capital, is embroiled in his third investor dispute of 2021, according to his BrokerCheck record, accessed on August 16, 2021. These make a total of six investor disputes on his record.

On June 14, 2021, investors alleged that Chad Barancyk recommended unsuitable alternative investments and REITs. The investor is seeking $100,000; the dispute is pending.

There is a similar investor dispute from just a month earlier. On May 28, 2021, an investor alleged that Chad Barancyk recommended unsuitable alternative investments and REITs. The investor is seeking $500,000; the dispute is pending.

On August 31, 2020, an investor alleged that Chad Barancyk recommended unsuitable investments and failed to properly diversify her portfolio. The investor is seeking $250,000; the dispute is pending.

Regulatory Action

There is also a regulatory action on Chad Barancyk’s record. On June 27, 2017, FINRA alleged that Chad Barancyk failed to comply with an arbitration award settlement agreement. The arbitration award alleges that Barancyk is liable for a payment of $26,177.06 plus interest to an investor. You can read a copy of the award here.

Chad Barancyk Background Information

Chad Barancyk has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

He is a registered broker in Kentucky, Indiana, and New Jersey. He is a also a registered investment adviser in Florida.

Chad Barancyk has worked with the following firms:

  • Great Point Capital (CRD #: 114203)
  • Great Point Advisors (CRD #: 307477)
  • Cetera Investment Advisers (CRD #: 105644)
  • First Allied Advisory Services (CRD #: 137888)
  • First Allied Securities (CRD #: 32444)
  • SII Investments (CRD #: 2225)

Kurta Law Can Help

If you worked with Chad Barancyk and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email jkurta@kurtalawfirm.com.