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Carl DeMarco Involved in Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 15, 2025 at 2:35am

Carl DeMarco (CRD #: 2671924), a broker registered with Hornor, Townsend & Kent, is the subject of an investor dispute, according to his BrokerCheck record, accessed on June 22, 2025. Investors may have also engaged his services through Comprehensive Planning Concepts and Primary Financial. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On May 2, 2025, an investor alleged that Carl DeMarco confirmed the sale of certain positions before those positions were actually sold. The client seeks $144,167.45 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Carl DeMarco has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Carl DeMarco is a registered broker in 16 states and a registered investment adviser in New Jersey.

He has also worked for the following firms:

  • 1717 Capital Management Company (CRD#:4082)
  • EQ Financial Consultants (CRD#:6627)
  • The Equitable Life Assurance Society of the United States (CRD#:4039) 

Kurta Law Can Help

If you worked with Carl DeMarco and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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