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Cameron Clark Allegedly Recommended an Unsuitable Investment Strategy

Cameron Clark (CRD #: 5010604), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 12, 2024. Keep reading if you have questions concerning his alleged conduct. 

Investor Allegations 

On May 1, 2024, an investor alleged that Cameron Clark recommended an unsuitable investment strategy from September 2021 to October 2022. 

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

  • Age
  • Risk tolerance
  • Time horizon (i.e., how long the investor plans to hold the investment)
  • Investing experience
  • Tax status
  • Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

Cameron Clark has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 – Futures Managed Funds Examination
  • Series 7 General Securities Representative Examination 

He is a registered broker in 33 states and is a registered investment adviser in New Mexico and Texas. 

During his 16 years of experience, Cameron Clark has registered with seven firms. These are the four most recent: 

  • LPL Financial (CRD #: 6413) 
  • CUNA Brokerage Services (CRD #: 13941) 
  • HD Investment (CRD #: 13686) 
  • HD Investment Services (CRD #: 104556) 

Kurta Law Can Help 

If you have worked with Cameron Clark and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.