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Caleb Baxter Fired from Fidelity Brokerage Services

Caleb Baxter (CRD #: 7670084), a broker formerly registered with Fidelity Brokerage Services, was fired from that firm, according to his BrokerCheck record, accessed on May 24, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Termination from Fidelity Brokerage Services

On February 25, 2025, Caleb Baxter was fired from Fidelity Brokerage Services following allegations that he input information into a planning tool without confirming the accuracy of the information with clients, impacting his performance metrics.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Caleb Baxter has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously worked for Fidelity Brokerage Services (CRD#:7784).

Kurta Law Can Help

If you worked with Caleb Baxter and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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