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Bryce Williams Allegedly Misrepresented Annuity Exchanges

Bryce Williams (CRD #: 7223173), a broker registered with LPL Financial, allegedly made misrepresentations to a client, according to his BrokerCheck record, accessed on March 9, 2023. Investors may have also worked with him through Stratos Wealth Partners. If you have questions about his alleged conduct as a broker, read on.

Investor Dispute

On December 6, 2022, multiple investors filed a dispute alleging that Bryce Williams misrepresented the reasoning for exchanging two annuities between February 1, 2021, and March 29, 2022. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 bans the use of manipulation, deception, and other fraudulent methods to influence investors’ decisions. The misrepresentation or omission of material facts violates this rule.

Background Information

Bryce Williams has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Bryce Williams is a registered broker in ten states and a registered investment adviser in Iowa and Texas.

Kurta Law Can Help

If you worked with Bryce Williams and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.