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Client Seeks $2.3 Million in Pending Dispute with Bruce Boyer

Nov 28, 2022 Misrepresentation

Bruce Boyer (CRD #: 6202938), a broker registered with Goldman Sachs & Company, allegedly failed to fully inform a client, according to his BrokerCheck record, accessed on November 16, 2022. If you have questions about his conduct as a broker, keep reading.

Investor Dispute

In a dispute filed on August 22, 2022, an investor alleged that Bruce Boyer failed to inform them about the risks associated with certain investment strategies. The client seeks $2.3 million in damages in this pending dispute.

FINRA Rule 2020

FINRA Rule 2020 bans the use of manipulation, deception, and other unethical tactics to influence investors’ decisions. This includes the omission of information, such as an investment’s potential risks, returns, or limitations.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to inform an investor of risks could be a violation of FINRA Rule 2010. 

Background Information

Bruce Boyer has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Bruce Boyer is a registered broker in all 50  states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Kurta Law Can Help

If you worked with Bruce Boyer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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