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Brittany Ingman Allegedly Made Misrepresentations

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
December 22, 2024 at 2:15am

Brittany Ingman (CRD #: 6760182), a broker registered with Merril Lynch, Pierce, Fenner & Smith, is the subject of an investor dispute, according to her BrokerCheck record, accessed on December 13, 2024. Read on if you want to know more about her alleged conduct as a broker.

Investor Dispute

On November 1, 2024, an investor alleged that Brittany Ingman made misrepresentations related to the beneficiary of an IRA. This dispute is currently pending.

FINRA Rule 2020

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Brittany Ingman has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

Brittany Ingman is a registered broker in 49 states and the District of Columbia. She is also a registered investment adviser in Florida and Texas.

Kurta Law Can Help

If you worked with Brittany Ingman and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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