Brian Watson Named in Dispute Seeking $1 Million in Damages

Brian Watson (CRD #: 3181953), a broker formerly registered with Valmark Securities, is involved in an investor dispute, according to his BrokerCheck record, accessed on September 20, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

In a dispute filed on June 15, 2025, Brian Watson was named as a control defendant in allegations involving certain investments and loan guarantees. The client seeks $1 million in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Civil Complaint

On June 3, 2025, Brian Watson was named in a civil complaint alleging unjust enrichment, negligent misrepresentation, and gross negligence. This complaint is currently pending.

FINRA Rule 2020

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

FINRA Rule 2150

FINRA Rule 2150 forbids brokers from misusing investors’ funds.

What is broker negligence?

Negligence covers a variety of broker misconduct, including misrepresentation, unsuitable investment recommendations, and a failure to conduct due diligence. Investors who believe their losses are the result of broker negligence may be able to recover their funds by pursuing FINRA arbitration. 

Background Information

Brian Watson has passed the following exams:

• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Combined State Law Examination – Series 66
• Uniform Securities Agent State Law Examination – Series 63

He previously worked for Valmark Securities (CRD#:31243).

Kurta Law Can Help

If you worked with Brian Watson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.