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Brian Graham No Longer Registered with Cetera Advisor Networks

Brian Graham (CRD #: 2581633) voluntarily resigned from Cetera Advisor Networks following allegations. This disclosure appears on his BrokerCheck record, accessed on May 7, 2024. Details concerning this disclosure appear below. 

Employment Separation After Allegations 

On April 11, 2024, Brian Graham voluntarily resigned from Cetera Advisor Networks following allegations that he made unauthorized ATM withdrawals. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized withdrawals would violate this rule. 

Background Information 

Brian Graham has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During his 28 years of experience, Brian Graham has registered with the following forms: 

  • Cetera Advisor Networks (CRD #: 13572) 
  • Tower Square Securities (CRD #: 833) 
  • UBS Financial Services (CRD #: 8174) 
  • Mesirow Financial (CRD #: 2764) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • Olde Discount Corporation (CRD #: 5979) 

Kurta Law Can Help 

If you have worked with Brian Graham and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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