Brian Blanco Suspended Following Forgery Allegations
Brian Blanco (CRD #: 6423223), a previously registered broker with State Farm VP Management, is the subject of a FINRA fine and suspension, according to his BrokerCheck record, accessed on March 9, 2022.
On January 24, 2022, Brian Blanco consented to FINRA allegations that he forged signatures of insurance customers on applications for life insurance without the customer’s knowledge. Forgery is a violation of FINRA Rule 2010, which requires associated persons to observe high standards of commercial honor and just and equitable principles of trade.
Brian Blanco has consented to a fine of $5,000 and a six-month suspension. You can see a copy of the FINRA Acceptance, Waiver, and Consent agreement here.
On May 10, 2020, Brian Blanco voluntarily resigned from his position at State Farm. This followed allegations regarding life policy application signature procedures.
Brian Blanco has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/ Variable Contracts Representative Examination
He has only registered with State Farm VP Management Corp (CRD #: 43036)
Kurta Law Can Help
If you have worked with Brian Blanco and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
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