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Brent Foster Involved in Allegations of Negligence

Brent Foster (CRD #: 5054998), an investment adviser registered with Northbound Wealth Management, is involved in an investor dispute, according to his BrokerCheck record, accessed on August 20, 201. He was also a registered broker, most recently with J.P. Morgan.

On June 15, 2021, an investor alleged that Brent Foster engaged in negligence when he recommended a private fund. The investor further alleged that Brent Foster had over-concentrated his portfolio.

There are several other disputes on Brent Foster’s record with similar allegations.

Brent Foster Background Information

Brent Foster has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

Brent Foster has worked with the following firms:

  • P Morgan Securities (CRD #: 79)
  • Chase Investment Services (CRD #: 25574)
  • Securian Financial Services (CRD #: 15296)
  • Intersecurities (CRD #: 16164)

Kurta Law Can Help

If you worked with Brent Foster and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.

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