Brandon Joseph Still (CRD #7767683) Has a Regulatory Disclosure on FINRA BrokerCheck
Brandon Joseph Still (CRD #7767683) was previously registered as a broker and has a regulatory disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on May 7, 2026. It reflects one regulatory disclosure. If you invested with Brandon Still and have concerns, keep reading.
BrokerCheck link: BrokerCheck
BrokerCheck report: BrokerCheck Report (PDF)
Regulatory Action(s)
Brandon Still’s FINRA BrokerCheck Report reflects one regulatory disclosure. A summary of the disclosure is below:
On April 17, 2026, FINRA initiated a regulatory action against Brandon Still. Brandon Still’s FINRA BrokerCheck Report says Still consented to findings about firm funds. FINRA found that he misused $15,000 that was paid to him by mistake as commissions. The FINRA AWC says Still received $18,801.39 due to a payroll error. He should have received $1,885.38. Still transferred $15,000 to his personal brokerage account and used the funds to buy securities. Brandon Still’s FINRA BrokerCheck Report says he reimbursed the firm after it discovered the payment and asked about it. FINRA resolved the matter by AWC. It ordered an 18-month suspension in all capacities, from April 17, 2026 through October 16, 2027. FINRA also imposed a $5,000 fine.
Rule Summary #1: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)
FINRA Rule 2010 requires high standards of commercial honor. It also requires just and equitable principles of trade. FINRA cited this rule in the AWC.
Rule Summary #2: FINRA Rule 8311 (Effect of a Suspension, Revocation, Cancellation, Bar or Other Disqualification)
FINRA Rule 8311 limits what a member firm may do when a person is suspended or barred. A firm may not allow work that conflicts with the sanction. It also restricts pay that accrues during the sanction period.
Why This Matters to Investors (Regulation Best Interest)
Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.
Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.
Reg BI has four key obligations:
Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.
Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.
Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.
Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.
Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.
Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.
Background Information (from BrokerCheck)
Based on Brandon Still’s FINRA BrokerCheck report, Brandon Still:
Is not currently registered as a broker.
Has passed the Securities Industry Essentials (SIE) exam. Brandon Still has also passed Series 7 and Series 66.
Was previously registered with Arvest Wealth Management in Rogers, Arkansas from June 2023 to March 2025.
Kurta Law Can Help
If you worked with Brandon Still and have concerns, Kurta Law may be able to evaluate your legal options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.
Helpful resources: Securities Attorney | Securities Fraud
For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. An attorney can review the facts if you believe a broker or firm mishandled your account. The attorney can also explain possible next steps.