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Brandon Spano is the Subject of a Six-Figure Dispute

Brandon Spano (CRD #: 4601257), a previously registered broker with MML Investors Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on February 27, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Dispute

On November 21, 2023, investors alleged that Brandon Spano misappropriated $110,000 entrusted to him for investing. The investor is seeking to recover that amount. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Brandon Spano has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 
  • Series 24 General Securities Representative Examination 

He is a registered broker with the following firms: 

  • MML Investors Services (CRD #: 10409) 
  • Equitable Advisors (CRD #: 6627) 
  • Park Avenue Securities (CRD #: 46173) 
  • Voya Financial Advisors (CRD #: 2882) 
  • Securian Financial Services (CRD #: 15296) 
  • NYLife Securities (CRD #: 5167) 

Kurta Law Can Help 

If you have worked with Brandon Spano and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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