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Brandon Autiero Resigned from Equitable Advisors Following Allegations

Brandon Autiero (CRD #: 7331393), a broker who was previously registered with Equitable Advisors, LLC. These details can be found on Brandon Autiero’s BrokerCheck via FINRA’s website. Continue to read this post if you have any concerns about Brandon Autiero’s prior conduct as a broker.

On February 18, 2022, Brandon Autiero was permitted to resign from his position with Equitable Advisors, LLC. The firm permitted his resignation following a request for information and following his admission that he violated ethical standards during a FINRA registration exam.

FINRA Rule 8210 

FINRA Rule 8210 provides for the authority of FINRA staff to request information pursuant to an investigation, complaint, examination, or proceeding authorized by FINRA. Under this rule, FINRA is not only permitted to request information from brokers, but is also permitted to request the inspection of books, records, and accounts of a suspected member pursuant to any of these matters.

Background Information

Brandon Autiero has passed the following exams:

  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Brandon Autiero has only registered with Equitable Advisors, LLC (CRD # 6627) 

Kurta Law Can Help

If you worked with Brandon Autiero and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated on behalf of investors recovering their investment losses from stockbrokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors. We work on a contingency basis, which means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out and we can tell you what steps to take to restore your lost funds.

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