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Brandon Allen Fired by RBC Capital Markets

By: kurtablogs Author
December 17, 2025 at 2:43am

Brandon Allen (CRD #: 5410996) has been fired by RBC Capital Markets. The disclosure appears on his BrokerCheck record, accessed on December 16, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On October 16, 2025, RBC Capital Markets fired Brandon Allen following allegations that he violated RBC cost basis change policy and the RBC Code of Conduct by inappropriately updating cost basis in his account.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating a Code of Conduct may violate this rule.

Background Information

Brandon Allen has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He has registered with the following firms:

  • RBC Capital Markets (CRD #: 31194)
  • Morgan Stanley (CRD #: 148777)
  • CitiGroup Global Markets (CRD #: 7059)
  • UBS Financial Services (CRD #: 8174)

Kurta Law Can Help

If you worked with Brandon Allen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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