Victim of Financial Fraud? Call Now
Home » Broker Blog » Bradford Jones Allegedly Omitted or Misrepresented Information

Bradford Jones Allegedly Omitted or Misrepresented Information

Bradford Jones (CRD #: 6293198), a broker registered with Infinity Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 16, 2023. Keep reading if you have concerns about his alleged conduct as a broker. 

On September 5, 2023, an investor named Bradford Jones in allegations regarding a rider. According to the complaint, Bradford Jones informed the investor that benefits could be changed and benefits would be frozen for one year and reinstated with the same terms as the original rider. Allegedly, termination was to be completed on August 24, 2020. The investor alleges that around September 1, 2023, quarterly statements did not reflect the rider had been reinstated. 

The investor is seeking $150,000. 

What is Omission or Misrepresentation? 

FINRA Rule 2020 prohibits misrepresentation and the omission of material facts regarding a security. Material facts include information about riders and benefits. 

Background Information 

Bradford Jones passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in Indiana and Tennessee. He is also a registered investment adviser in Tennessee. 

Bradford Jones has registered with five firms during his nine years of experience: 

  • Infinity Financial Services (CRD #: 144302) 
  • Trustmont Advisory Group (CRD #: 106015) 
  • Trustmont Financial Group (CRD #: 18312) 
  • Infinity Financial Services (CRD #: 144302) 
  • Edward Jones (CRD #: 250)

Kurta Law Can Help

If you worked with Bradford Jones and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories