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Investor Alleges Benjamin Marciniak-Jennings Engaged in Conversion

Benjamin Marciniak-Jennings (CRD #: 6540909), a broker registered with Edward Jones, allegedly engaged in conversion, according to his BrokerCheck record, accessed on June 2, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On March 7, 2023, an investor alleged that Benjamin Marciniak-Jennings refused to honor their transfer request, allegedly informing the receiving financial institution that the client’s investment account was restricted due to fraudulent activity.

The client further alleges that Benjamin Marciniak-Jennings engaged in conversion by refusing to return their funds.

The client seeks $120,571.08 in damages in this pending dispute.

FINRA Rule 2150

FINRA Rule 2150 forbids brokers from misusing investors’ funds.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Benjamin Marciniak-Jennings has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Benjamin Marciniak-Jennings is a registered broker in 18 states and a registered investment adviser in Michigan and Texas.

Kurta Law Can Help

If you worked with Benjamin Marciniak-Jennings and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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