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Investor Alleges Bahram Khafajizadeh Misappropriated Funds

Bahram Khafajizadeh (CRD #: 6114300), a broker registered with LPL Financial, was involved in an investor dispute, according to his BrokerCheck record, accessed on March 11, 2025. If you have questions about his alleged conduct as a broker, read on.

Investor Dispute

On December 28, 2024, an investor alleged that Bahram Khafajizadeh misappropriated $90,000 that he had previously agreed to invest in a fixed annuity and treasury note. This dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without allowing an external review. It’s still possible to recover damages following a denial by pursuing FINRA arbitration.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

Background Information

Bahram Khafajizadeh has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

Bahram Khafajizadeh is a registered broker in 23 states and a registered investment adviser in California.

Kurta Law Can Help

If you worked with Bahram Khafajizadeh and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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