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Austin Martinez Resigns from TIAA

Austin Martinez (CRD #: 7911700), a broker formerly registered with TIAA-CREF Individual & Institutional Services, resigned from that firm, according to his BrokerCheck record, accessed on August 10, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Resignation from TIAA

On April 9, 2025, Austin Martinez resigned from TIAA following allegations that he was engaged in an undisclosed outside business activity in the form of employment with an insurance agency.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to disclose any business activities they engage in outside their firm, as well as any compensation they may receive from these activities.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Austin Martinez has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination  – SIE
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for TIAA-CREF Individual & Institutional Services (CRD#:20472).

Kurta Law Can Help

If you worked with Austin Martinez and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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