NYLife Securities Fires Atsushi Kajita Following Outside Business Allegations
Atsushi Kajita (CRD #:6633475), a formerly registered broker, was fired from his position at NYLife Securities, according to his BrokerCheck record, accessed on March 2, 2022.
On November 19, 2021, NYLife Securities fired Atsushi Kajita after allegedly participating in a denied outside business activity distributing face masks.
Outside Business Activities
By engaging in an outside business activity without authorization from his firm, Atsushi Kajita allegedly violated FINRA Rules 3270 and 2010.
FINRA Rule 3270 requires that brokers provide written notice to their firms regarding their outside business activities. Firms must approve their broker's participation in an outside activity. A violation of FINRA Rule 3270 also constitutes a violation of FINRA Rule 2010, which requires registered representatives to observe high standards of commercial honor and just and equitable principles of trade.
Atsushi Kajita has only one business listed in the Outside Business Activity of his detailed BrokerCheck report:
- Associate at Wisely Financial Strategies and Insurance Solutions, where he sells NYLife products and Services.
If Atsushi Kajita persuaded you to work with any of his outside businesses, contact Kurta Law today for a free case evaluation: (877) 600-0098.
Atsushi Kajita has passed the following exams:
- Series 63 - Uniform Securities Agent State Law Examination
- SIE - Securities Industry Essentials Examination
- Series 6 - Investment Company Products/Variable Contracts Representative Examination
Besides NYLife Securities, he has not only worked with any other firm.
Kurta Law Can Help
If you have been victimized after working with Atsushi Kajita, don't hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.