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Armando Bezies-Lopez Fired from United Planners’ Financial Services of America

Armando Bezies-Lopez (CRD #: 6109035), a broker formerly registered with United Planners’ Financial Services of America, was fired from that firm, according to his BrokerCheck record, accessed on June 1, 2025. Keep reading if you have questions about his alleged conduct as a broker.

Termination from United Planners’ Financial Services of America

On February 13, 2025, Armando Bezies-Lopez was fired from United Planners’ Financial Services of America for allegedly breaching the firm’s computer usage and cybersecurity policies.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Armando Bezies-Lopez has passed the following exams:

  • General Securities Principal Examination – Series 24
  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for United Planners’ Financial Services of America (CRD#:20804) and Vanguard Marketing Corporation (CRD#:7452).

Kurta Law Can Help

If you worked with Armando Bezies-Lopez and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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