Anthony Szymborski is Facing a Variable Annuity Dispute

Anthony Szymborski (CRD #: 4131253), a broker registered with Cambridge Investment Research, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 19, 2024. Investors may have engaged in his services through Nettworth Financial Group. 

Investor Dispute

On December 21, 2023, an investor alleged that Anthony Szymborski provided incorrect advice related to a variable annuity. The investor is seeking $211,000. 

What is a Variable Annuity? 

Variable annuities are complex investments. They are insurance products that come with an investment component. The associated fees, surrender charges, and potential tax liability can negate any supposed benefits they offer. Furthermore, the risk associated with this type of illiquid investment makes it unsuitable for many investors. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Anthony Szymborski has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 31 Futures Managed Funds Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in seven states and is a registered investment adviser in Wisconsin.

During his 24 years of experience, Anthony Szymborski has registered with seven firms. These are the three most recent: 

• Cambridge Investment Research (CRD #: 39543) 
• FSC Securities Corporation (CRD #: 7461) 
• Banc One Securities Corporation (CRD #: 16999) 

Kurta Law Can Help 

If you have worked with Anthony Szymborski and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.