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Angela Zhang Fired from Scotia Capital

Angela Zhang (CRD #: 7511381), a broker formerly registered with Scotia Capital (USA), was recently fired by that firm’s affiliate bank, according to her BrokerCheck record, accessed on July 11, 2023. If you have questions about her alleged conduct as a broker, read on.

Termination from Scotia Capital

On June 8, 2023, the Bank of Nova Scotia fired Angela Zhang following her alleged failure to fully cooperate with an internal investigation into her personal account activities and compliance with the bank’s Code of Conduct.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Angela Zhang has passed the following exams:

  • SIE – Securities Industry Essentials Examination
  • Series 99TO – Operations Professional Examination

She previously worked for Scotia Capital (USA) (CRD#:2739).

Kurta Law Can Help

If you worked with Angela Zhang and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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