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Andres Jimenez Fired from Bancolombia Capital

Andres Jimenez (CRD #: 3187499), a broker formerly registered with Bancolombia Capital, was fired from the firm, according to his BrokerCheck record, accessed on January 12, 2023. Keep reading to learn more about his alleged conduct as a broker.

Termination from Bancolombia Capital

On December 15, 2022, Andres Jimenez was fired from Bancolombia Capital as part of the firm’s compliance with an early termination agreement issued by the Autorregulador del Mercado de Valores de Colombia (AMV) in 2010.

There is a regulatory action from 2010 alleging that Andres Jiminez engaged in cross trading. Cross-trading is a type of stock market manipulation. Market manipulation is a violation of FINRA Rule 2010, which holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information

Andres Jimenez has passed the following exams:

  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

He previously worked for the following firms:

  • Bancolombia Capital (CRD#:316232)
  • InterBolsa Securities (CRD#:150715)
  • IXE Securities (CRD#:19920)
  • Samuel A Ramirez & Company (CRD#:6963)
  • Beta Capital Management (CRD#:38964)

Kurta Law Can Help

If you worked with Andres Jimenez and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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