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Amy Charlson is Facing a Six-Figure Dispute

Amy Charlson (CRD #: 4038192), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, accessed on April 30, 2024. Keep reading if you have questions concerning her alleged conduct. 

Investor Allegations 

On February 20, 2024, investors alleged that Amy Charlson used incorrect information as the basis for her recommendation that the claimants could retire. The investor is seeking $450,000. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Using incorrect information may violate this rule. 

Background Information

Amy Charlson has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She is a registered broker in 17 states and is a registered investment adviser in Minnesota or Texas. 

Kurta Law Can Help 

If you have worked with Amy Charlson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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