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Investor Seeks $1 Million in Dispute with Amber Stoll

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 11, 2025 at 8:03pm

Amber Stoll (CRD #: 6937254), a broker registered with Cetera Investment Services, allegedly failed to act in a client’s best interest, according to her BrokerCheck record, accessed on August 17, 2025. Investors may have also engaged her services through Cetera Investment Advisers. If you have questions about her alleged conduct as a broker, read on.

Investor Dispute

On July 8, 2025, an investor alleged that Amber Stoll failed to act in his best interest with regard to the liquidation of a pension plan in August 2021. The client seeks $1 million in this pending dispute.

Regulation Best Interest

Regulation Best Interest (Reg-BI) is an SEC regulation that requires brokerage firms to put their clients’ best interests first. For example, firms must conduct reasonable due diligence when researching investments to ensure their recommendations are suitable for the investor.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Amber Stoll has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

Amber Stoll is a registered broker in Kansas, Missouri, and Washington. She is also a registered investment adviser in Kansas.

She has also worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691) and Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Amber Stoll and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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