Amanda Kriss Suspended by FINRA for Alleged Failure to Provide Information

Amanda Kriss (CRD #: 5158100), a broker formerly registered with J.P. Morgan Securities, has been suspended by FINRA, according to her BrokerCheck record, accessed on April 15, 2025. Keep reading if you have questions regarding her alleged conduct.

FINRA Suspension

On January 30, 2025, Amanda Kriss received a Letter of Suspension alleging that she failed to respond to FINRA requests for information. Her suspension took effect on February 24, 2025, and will continue until FINRA receives the requested information or the suspension converts to a bar.

Failure to Provide Information

FINRA Rule 9552 penalizes members who fail to provide documents, information, or testimony requested by FINRA with a suspension. This suspension converts to a bar if the member fails to request an end to their suspension within three months.

Resignation from J.P. Morgan 

On March 27, 2024, Amanda Kriss voluntarily resigned from J.P. Morgan following allegations that she made unauthorized withdrawals from a family member’s affiliate bank account.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized withdrawals violate this rule. 

Background Information 

Amanda Kriss has passed the following exams: 

• Series 66 – Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

During her 19 years of experience, she has registered with J.P. Morgan Securities (CRD #: 79) and Chase Investment Services Corp. (CRD #: 25574).

Kurta Law Can Help 

If you have worked with Amanda Kriss and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.