Amanda Hansen Facing an Investor Dispute
Amanda Hansen (CRD #: 7782507), a broker registered with JP Morgan, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on August 7, 2025. Keep reading if you have questions concerning his alleged conduct.
Investor Allegations
On April 8, 2025, an investor alleged that they authorized Amanda Hansen to allocate their money to a money market account, but the funds were placed in securities accounts and incurred a loss. The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. Investors can recover losses following a denial.
Unauthorized Trading
FINRA Rule 3260 limits discretionary trading by brokers to pre-approved discretionary accounts. These accounts must be approved for discretionary trading by both the client and the firm. Discretionary trading that takes place in an account that has not been approved is unauthorized.
Background Information
Background Information
Amanda Hansen has passed the following exams:
- Series 7TO General Securities Representative Examination
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
She is a registered broker in Arizona and New York.
Amanda Hansen has registered with JP Morgan Securities (CRD #: 79) and MML Investors Services (CRD #: 10409).
Kurta Law Can Help
If you worked with Amanda Hansen and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.