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Allan Fiore Facing an Investor Allegation of Misrepresentation

Allan Fiore (CRD #: 4693083), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is involved in an investor dispute, according to his BrokerCheck record, accessed on July 13, 2021.

On June 23, 2021, an investor alleged that Allan Fiore misrepresented certain securities. These misrepresentations allegedly took place from September 2020 to June 2021.

Allan Fiore Background Information

Fiore has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

He is a registered broker in 27 states and a registered investment adviser in New York, Connecticut, and Texas.

During his 16 years in the securities industry, Fiore has worked with the following firms:

  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
  • Mercer Allied Company L.P. (CRD #: 37404)
  • AXA Advisors (CRD #: 6627)

Kurta Law Can Help

If you worked with Allan Fiore and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email jkurta@kurtalawfirm.com.

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