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Alfonso Figueroa-Bello Fired from Stonecrest Capital Markets

Alfonso Figueroa-Bello (CRD #: 5011909), a broker formerly registered with Stonecrest Capital Markets, was fired from the firm, according to his BrokerCheck record, accessed on December 14, 2022. Read on if you want to know more about his alleged conduct as a broker.

Termination from Stonecrest Capital Markets

On November 14, 2022, Alfonso Figueroa-Bello was fired from Stonecrest Capital Markets following alleged violations of industry standards of conduct.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Termination from UBS Financial Services

On December 21, 2015, Alfonso Figueroa-Bello was fired from UBS Financial Services following alleged violations of the firm’s cross-border policies. The firm also alleged that he provided “untruthful and inconsistent statements” during a firm review related to the firm’s cross-border policies and a third-party referral arrangement.

Background Information

Alfonso Figueroa-Bello has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for the following firms:

  • Stonecrest Capital Markets (CRD#:39616)
  • Tigress Financial Partners (CRD#:154717)
  • Titleist Asset Management (CRD#:126136)
  • UBS Financial Services (CRD#:8174)
  • UBS Financial Services Incorporated of Puerto Rico (CRD#:13042)
  • Citi International Financial Services (CRD#:17053)

Kurta Law Can Help

If you worked with Alfonso Figueroa-Bello and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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