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Alexis Campos Resigned from Charles Schwab

By: kurtablogs Author
December 17, 2025 at 2:19am

Alexis Campos (CRD #: 7642720) has voluntarily resigned from Charles Schwab. This disclosure appears on her BrokerCheck record, accessed on December 16, 2025. Keep reading if you have questions regarding her alleged conduct.

Employment Separation After Allegations

On October 17, 2025, Alexis Campos voluntarily resigned from Charles Schwab. This followed allegations that she may have provided information that could be construed as advice.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Alexis Campos has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination
  • Series 7TO General Securities Representative Examination
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination

She has registered with the following firms:

  • Charles Schwab & Co. (CRD #: 5393)
  • TIAA-CREF Individual Services (CRD #: 20472)

Kurta Law Can Help

If you worked with Alexis Campos and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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