Alexander Vesneske Barred By FINRA Following Termination from M&T Securities
Alexander Vesneske (CRD #: 6156226), a former broker with M&T Securities, was barred by FINRA, according to his BrokerCheck record, accessed on September 15, 2021. There is also information on his record regarding his termination from M&T Securities.
On July 20, 2021, Alexander Vesneske has been barred by FINRA, following allegations he refused to appear for on-the-record testimony requested by FINRA. This originated from Alexander Vesneske’s earlier termination for an alleged violation of his firm’s policy.
On October 2, 2020, M&T Securities fired Alexander Vesneske. This followed allegations that he used a family member’s personal assets for his own benefit. He allegedly did this using his Power of Attorney.
Alexander Vesneske Background Information
Alexander Vesneske has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
Alexander Vesneske has worked for the following firms:
- M&T Securities (CRD #: 17358)
- AXA Advisors (CRD #: 6627)
Kurta Law Can Help
If you worked with Alexander Vesneske and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email email@example.com.