Alexander Muromcew Permitted to Resign by Stonehaven
Alexander Muromcew (CRD #: 2789191) has been permitted to resign by Stonehaven. This is according to his BrokerCheck record, accessed on July 10, 2024. Keep reading if you have questions regarding his alleged conduct.
Employment Separation After Allegations
On June 14, 2024, Stonehaven LLC permitted Alexander Muromcew to resign following allegations that he violated firm policy with respect to outside business activities.
Alexander Muromcew has the following outside businesses listed on his detailed BrokerCheck record:
- Perine Global – Sourcing and selling suitable private investment opportunities to qualified investors.
- Keystone Garrett Natural Resources: Director of a private mineral rights business
- Happyly: Advisor
- Rockies Wyoming Fund: General Partner
- Mountain Health Co-Op: Director on the Board
FINRA Rule 3270 – Outside Business and Selling Away
FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval of any outside business.
Background Information
Alexander Muromcew has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- Series 65 Uniform Investment Adviser Law Examination
- Series 7TO General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
- Series 2 Non-Member General Securities Examination
Kurta Law Can Help
If you have worked with Alexander Muromcew and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.