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Alexander Joh Facing Allegations of Converting Funds from an Investor

Mar 8, 2022 Broker Theft

Alexander Joh (CRD #: 7248158), a broker registered with JP Morgan Securities, is the subject of a civil action, according to his BrokerCheck record, accessed on February 24, 2022.

According to the disclosure, on November 29, 2021, a claimant initiated a civil action. The claimant alleged that Alexander Joh aided and abetted in the conversion of funds by assisting in the opening of a fraudulent affiliate bank business account from an entity that did not have authority to do so.

Conversion or misappropriation of funds is a serious concern in the securities industry. FINRA Rule 2150 forbids the improper use of customers’ securities or funds. Brokers who engage in conversion fail to uphold FINRA Rule 2010, which demands brokers adhere to high standards of commercial honor.

Background Information

Alexander Koh has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination
  • SIE Securities Industry Essentials Examination

Alexander Koh has only registered with JP Morgan Securities (CRD #: 79).

Kurta Law Can Help

If you have worked with Alexander Koh and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.