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Wells Fargo Clearing Services Fires Alexander Colon

Alexander Colon (CRD #:7149299), a formerly registered broker, was recently fired by Wells Fargo Clearing Services according to his BrokerCheck record, accessed on February 2, 2022. 

Termination Details

On October 14, 2021, Wells Fargo Clearing Services fired Alexander Colon after he allegedly drew a line in the section of an electronic bank form that was intended to capture the bank customer’s signature. The firm’s investigation determined that the bank customer did not complete this section of the form.

Civil Lien

On June 11, 2017, Alexander Colon became the subject of a civil lien for $17,000. 

Background Information

Alexander Colon has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

Besides Wells Fargo Clearing Services, he has not worked with any other firm.

Kurta Law Can Help

If you have been victimized after working with Alexander Colon, don’t hesitate to contact us today at 877-600-0098 or for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.