Wells Fargo Clearing Services Fires Alexander Colon
Alexander Colon (CRD #:7149299), a formerly registered broker, was recently fired by Wells Fargo Clearing Services according to his BrokerCheck record, accessed on February 2, 2022.
On October 14, 2021, Wells Fargo Clearing Services fired Alexander Colon after he allegedly drew a line in the section of an electronic bank form that was intended to capture the bank customer’s signature. The firm’s investigation determined that the bank customer did not complete this section of the form.
On June 11, 2017, Alexander Colon became the subject of a civil lien for $17,000.
Alexander Colon has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- Series 6TO – Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
Besides Wells Fargo Clearing Services, he has not worked with any other firm.
Kurta Law Can Help
If you have been victimized after working with Alexander Colon, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
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