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Alexander Bianco Allegedly Recommended an Unsuitable Investment

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 2, 2025 at 6:07pm

Alexander Bianco (CRD #: 5763182), a broker registered with Equitable Advisors, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 2, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Dispute

On March 31, 2025, an investor alleged that Alexander Bianco recommended an annuity that was unsuitable for her financial needs. 

FINRA Rule 2111 – Unsuitable Investments 

FINRA Rule 2111 defines suitable investments as securities that fit an investor’s profile. Investor profiles have information on the investor’s age, risk tolerance, tax status, investing experience, and financial goals. Investments that do not take these factors into account may be unsuitable. This rule also prohibits overconcentration, as placing too much of a portfolio in a single sector exposes the investor to unnecessary risk. 

High Standards of Professional Honor

FINRA Rule 2010 requires that brokers uphold high standards of professional honor and just and equitable principles of trade. Many forms of misconduct violate this rule.

Background Information 

Alexander Bianco has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 24 General Securities Representative Examination 

He is a registered broker in 16 states. 

Kurta Law Can Help

If you worked with Alexander Bianco and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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