Victim of Financial Fraud? Call Now

Did You Lose Money on Aegis Special Situations Funds?

Kurta Law is investigating broker recommendations of Aegis Special Situations Funds.

Aegis Capital Corp appears to be continuing its pattern of offering risky investments with its latest series of Special Situations Funds. So far, Aegis reports that these funds have raised approximately $350 million.

If you lost money on any of the Funds listed below, contact Kurta Law for a free case evaluation. Call (877) 600-0098 or email info@kurtalawfirm.com.

High-Risk Investments

Aegis formed the following limited liability corporations for the purpose of “making and managing investments in mid- or late-stage pre-IPO technology and services companies”:

  • Aegis Special Situations Fund LL
  • Aegis Special Situations Fund II
  • Aegis Special Situations QP Fund

The funds intend to purchase securities from issuer shareholders. They may purchase directly from shareholders or invest in direct private placement transactions.

  • “Pre-IPO” refers to pre-Initial Public Offering securities, i.e. stocks that are not yet offered on the public stock exchange.
  • These are Regulation D offerings, meaning they do not have to register with the Securities and Exchange Commission.

Companies that register with the SEC must disclose information about the company’s finances, as well as the risks associated with this type of investment. This lack of information contributes to the high-risk nature of these investments.

What Can I Do If I Lost Money?

Brokers have a duty to recommend investments that suit their investor’s risk profile. Regulation Best Interest also requires that brokerage firms perform their due diligence and assess risk to investors before approving a security for recommendation to customers. If you believe your financial professional recommended an investment that was not suitable for your risk tolerance, contact an experienced investment fraud lawyer today.

Call (877) 600-0098 or email info@kurtalawfirm.com.

AEGIS FUND NAME

TOTAL AMOUNT RAISED

Aegis Special Situations QP Fund LLC – Series MedTech IV (Acquyre Biosciences. Inc.

$4.8 million

Aegis Special Situations Fund, LLC- Series Medtech V (Cordio Medical Ltd.)

$11.6 million

Aegis Special Situations Fund, LLC- Series Medtech VI (Pristine Surgical LLC)

$11.1 million

Aegis Special Situations QP Fund, LLC- Series Medtech VI (Pristine Surgical)

$4.2 million

Aegis Special Situations Fund, LLC- Series Medtech VII (Orchestra BioMed Inc)

$4.3 million

Aegis Special Situations Fund, LLC- Series Medtech VIII (GT Metabolic Solutions, Inc.)

$4.2 million

Aegis Special Situations QP Fund, LLC- Series Medtech VIII (GT Metabolic Solutions Inc.)

$2.3 million

Aegis Special Situations Fund, LLC- Series Aerospace III (Axiom Space)

$10.9 million

Aegis Special Situations Fund, LLC- Series Medtech IX (Diasome Inc.)

$8.7 million

Aegis Special Situations Fund, LLC- Series Medtech X (Momentis Surgical Ltd. (f/k/a Memic Innovative Surgery Ltd.))

$5.9 million

Aegis Special Situations Fund, LLC- Series Agritech II (Indigo Ag, Inc.)

$9.6 million

Aegis Special Situations QP Fund, LLC- Series Agritech II (Indigo Ag, Inc.)

$5.1 million

Aegis Special Situations Fund, LLC- Series Fintech I (Chime)

$11.5 million

Aegis Special Situations Fund, LLC- Series Aerospace II (World View Enterprises, Inc.)

$4.4 million

Aegis Special Situations Fund, LLC- Series Medtech IV (Aquyre Biosciences, Inc.) 

$13.4 million

Aegis Special Situations Fund, LLC- Series Big Data II (ThoughtSpot, Inc.) 

$14.1 million

Aegis Special Situations Fund, LLC- Series Medtech V (Cordio Medical, Ltd.) 

$10.3 million

Aegis Special Situations Fund, LLC- Series Medtech VI (Pristine Surgical, LLC) 

$5.6 million

Aegis Special Situations Fund, LLC- Series HealthTech I (ZocDoc, Inc.)

$11.8 million

Aegis Special Situations Fund, LLC- Series Fintech III (Kraken)

$11.5 million

Aegis Special Situations Fund, LLC- Series Medtech I (DermaSensor, Inc.) 

$4.9 million

Aegis Special Situations Fund, LLC- Series Digital Freight Network I (Convoy)

$10.6 million

Aegis Special Situations Fund, LLC- Series Education II (Coursera)

$5.2 million

Aegis Special Situations Fund, LLC- Series Medtech II (Momentis Surgical Ltd. (f/k/a Memic Innovative Surgery Ltd.)) 

$17.9 million

Aegis Special Situations Fund, LLC- Series Medtech III (QinFlow)

$7.8 million

Aegis Special Situations Fund, LLC- Series Aerospace I (SpaceX) 

$5.2 million

Aegis Special Situations QP Fund, LLC- Series Aerospace I (SpaceX)

$2.2 million

Aegis Special Situations Fund, LLC- Series Big Data I (Palantir Technologies) 

$9.4 million

Aegis Special Situations Fund, LLC- Series Plant Protein I (Impossible Foods Inc.) 

$5.2 million

Aegis Special Situations QP Fund, LLC- Series Plant Protein I (Impossible Foods Inc.) 

$9.7 million

Aegis Special Situations Fund, LLC- Series Hospitality I (Airbnb, Inc.)

$2.4 million

Aegis Special Situations Fund, LLC- Series Agritech I (Hydrofarm Holdings Group, Inc.)

$4.9 million

Aegis Special Situations QP Fund, LLC- Series Agritech I (Hydrofarm Holdings Group, Inc.) 

$5.7 million

Aegis Special Situations Fund, LLC- Series Fantasy Sports I (DraftKings Inc.)

$3.6 million

Aegis Special Situations Fund LLC, Series Rideshare I (DiDi Chuxing Technology Co.)

$10.7 million

Aegis Special Situations Fund, LLC- Series Education I (Udacity, Inc.)

$3.5 million

Aegis Special Situations Fund, LLC- Series DNA I (23andMe)

$5.3 million

Aegis Special Situations QP Fund, LLC- Series Hospitality I (Airbnb, Inc.)

$8.1 million

Aegis Special Situations QP Fund, LLC- Series Rideshare I (DiDi Chuxing Technology Co.)

$5.8 million

Aegis Special Situations Fund II, LLC – Series Rideshare I (Lyft, Inc.)
Raised 

$11.8 Million