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PFS Investments Terminated Adrianne Flynn-Dade

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 9, 2023 at 2:04am

Adrianne Flynn-Dade (CRD #: 7231731) has been fired by PFS Investments. This disclosure appears on her BrokerCheck record, accessed on September 7, 2023. Keep reading if you have questions about her conduct. 

On July 27, 2023, one of PFSI’s life insurance affiliates terminated Adrianne Flynn-Dade following allegations she allowed unlicensed activity. She was automatically terminated by PFS Investments following the affiliate termination. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Engaging in unlicensed activity may be a violation of FINRA Rule 2010. 

Background Information 

Adrianne Flynn-Dade has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 26 Investment Company Products / Variable Contracts Principal Examination 

She has only registered with PFS Investments (CRD #: 10111). 

Kurta Law Can Help

If you worked with Adrianne Flynn-Dade and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

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