Adam French Fired by Brokers International Financial Services
Adam French (CRD #: 6912468), a broker registered with Brokers International Financial Services, has been terminated by Brokers International Financial Services. This is according to his BrokerCheck record, accessed on November 13, 2023. Keep reading if you have questions.
On October 9, 2023, Brokers International Financial Services fired Adam French following allegations by a client. The client alleges he never opened an account with the firm, nor did he authorize the transfer of his existing accounts to the firm. He alleges his electronic signature was obtained fraudulently.
The firm alleges that Adam French failed to follow proper procedure for electronic signatures by assisting the investor in setting up an email address and utilizing an unrelated person’s cell phone for verification purposes.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow a firm’s policy for electronic signatures may violate this rule.
Adam French has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
During his three years of experience, Adam French has registered with one firm: Bankers Life Securities (CRD #: 173962).
Kurta Law Can Help
If you worked with Adam French and have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.