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Adam Brown Facing Investor Dispute Over Alternative Investment

Adam Brown (CRD #: 4506309), a broker registered with Westpark Capital in Boca Raton, Florida, is involved an investor dispute, according to his BrokerCheck record, accessed on August 20, 2021.

On June 7, 2021, an investor alleged that Adam Brown was grossly negligent regarding the sale of an alternative investment. The investor is seeking $50,000; the dispute is pending.

Adam Brown Background Information

Adam Brown of Boca Raton, Florida, has passed the following securities industry exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination
  • Series 6 Investment Company Products /Variable Contracts Representative Examination

He is a registered broker in 39 states.

Adam Brown has worked with the following firms:

  • Westpark Capital (CRD #: 39914)
  • Newport Coast Asset Management (CRD #: 16944)
  • Dawson James Asset Management (CRD #: 135259)
  • Signator Investors (CRD #: 468)
  • MetLife Securities (CRD #: 14251)
  • Kovack Advisors (CRD #: 44848)
  • Essex Securities (CRD #: 46605)
  • Investors Capital Advisory (CRD #: 30614)
  • Metropolitan Life Insurance Company (CRD #: 4095)
  • MetLife Securities (CRD #: 14251)
  • Metropolitan Life Insurance Company (CRD #: 4095)
  • MetLife Securities (CRD #: 14251)

 Kurta Law Can Help

If you worked with Adam Brown and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.

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