Newbridge Securities Corporation: Investors Warnings and Alleged Rule Violations
Newbridge Securities Corporation (CRD #: 104065) is a brokerage and advisory firm with headquarters in Boca Raton, Florida. The firm works with retail investors as well as corporations. It also does business under the name Ludwig Investments.
Brokers who have lost money after working with Newbridge Securities Corporation should keep reading–our securities lawyers may be able to help you.
Can I Sue Newbridge Securities Corporation?
Yes, but the investors and brokerage firms typically go through FINRA arbitration rather than suing in civil court. FINRA arbitration is designed to be cheaper and less time-consuming than a civil case. Instead of a judge and jury, the plaintiff and the respondent select a panel of neutral FINRA arbitrators.
FINRA arbitration has its critics, and many have questioned the neutrality of arbitrators. Investors often have no choice, as investment contracts usually feature a pre-dispute arbitration clause. In any case, a securities lawyer may be a helpful resource during the arbitration process. Our attorneys offer free case evaluations and do not collect a fee unless you win your case.
What Products Does Newbridge Securities Corporation Offer?
Newbridge offers the following products:
- Mutual Funds
- Exchange-Traded Funds
- Retirement Income Products
- Life Insurance Products (including Variable Annuities)
In addition, Newbridge Securities Corporation also offers alternative investments. The following investments are riskier and often unsuitable for everyday investors: