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Securities Fraud Attorney Near Me

If you are searching for “securities fraud attorney near me”, you may be surprised to learn that investors can retain experienced counsel anywhere in the United States. Because most investment disputes are resolved through FINRA arbitration, representation is not limited by state lines. Experience handling investor claims and securities arbitration matters is what truly matters.

What Are Securities?

Securities are tradable financial instruments such as stocks, bonds, mutual funds, annuities, structured products, and other investment vehicles. Investors purchase them with the expectation that risks will be disclosed and recommendations will be suitable for their financial goals. 

However, securities are not guaranteed. Their value depends on market conditions, corporate performance, and, in many cases, the conduct of brokers and financial advisors.

When Do I Need a Securities Fraud Attorney?

It is wise to contact a securities fraud attorney if you experience significant or unexplained losses. You should also seek guidance if your investments did not match your stated objectives or risk tolerance.

Other warning signs of inappropriate account management include:

  • Excessive trading
  • Unexpected or unexplained fees
  • Risks that were not clearly disclosed

These issues often require careful review of account statements and broker communications. Most securities disputes are handled through FINRA arbitration, which allows investors to work with experienced counsel nationwide.

Kurta Law represents investors across the country. We review your documentation carefully and explain your options clearly.

Speak With a Securities Fraud Attorney Today

If you believe you may have suffered losses due to possible broker misconduct, do not limit your search to local firms. 

Contact Kurta Law for a confidential case evaluation. We will listen carefully and help you understand your next steps.

Johnathan Kurta did a 5-star job. Excellent attorney & ALWAYS responded quickly to my phone calls, emails & text msgs. I recommend him & his law firm as one of the best I have ever used – And at 72 yrs old and a retired business owner I have used many attorneys. He is top-notch.
- Walter Lachewitz

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
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Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
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Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
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Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
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Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
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A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
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Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.