What is a Securities Attorney?
Securities attorneys specialize in arbitration claims involving securities. A security is an investment, most often in the form of shares of stock, bonds, mutual funds, exchange-traded funds (ETFs), or annuities. A securities attorney specializes in the complex, evolving laws and regulations pertaining to these investment products. Our experts can provide significant benefits to you, even if you are not sure if you have a case. The securities attorneys of Kurta Law are prepared to help you navigate the difficult financial situations you may find yourself in, at no fault of your own. Contact us today and let us help you get back your peace of mind.
What Does a Securities Attorney Do?
Our securities fraud lawyers exclusively work with individual investors who believe they were misled, or that their investment was mishandled. Other securities fraud lawyers work with small businesses, brokerage firms, financial advisers, and corporations that are trying to raise capital.
Common duties handled by a securities lawyer include:
- Advising clients of the tax implications of a securities transaction.
- Investigating disclosure documents.
- Ensuring SEC compliance.
Further, the securities attorneys of Kurta Law are experienced in helping clients with both public and private securities offerings.