Zane White Terminated by JP Morgan
Zane White (CRD #: 7162673) has been fired by JP Morgan. This disclosure appears on his BrokerCheck record, accessed on December 13, 2023. Keep reading if you would like the details concerning his termination.
On November 8, 2023, JP Morgan terminated Zane White following allegations that he did not request approval related to an outside business activity.
Outside Business Activities
FINRA Rule 3270 requires brokers to disclose any business activities they engage in outside their firm, as well as any compensation they may receive from these activities.
There are no outside business activities reported on his detailed BrokerCheck report.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose outside businesses also violates this rule.
Background Information
Zane White has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- Series 6TO Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
During his single year of experience, he has exclusively registered with JP Morgan (CRD #: 79).
Kurta Law Can Help
If you have worked with Zane White and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.