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Pruco Securities Fires Zachary Simpson After Alleged Forgery

Jun 3, 2022 Fired Brokers

Zachary Simpson (CRD #: 7158285), a former broker, was fired from his previous firm, according to his BrokerCheck record, accessed on May 23, 2022. If you want to learn more about Zachary Simpson’s conduct as a broker, keep reading.

Discharge from Pruco Securities

On February 24, 2022, Zachary Simpson was fired from Pruco Securities after allegedly admitting to violating firm policy by forging the signatures of multiple clients and a colleague on multiple forms.

FINRA Rule 2010

Forgery violates FINRA Rule 2010, which holds brokers to high standards of commercial honor and ethical conduct.

Background Information

Zachary Simpson has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • Series 7TO - General Securities Representative Examination
  • SIE - Securities Industry Essentials Examination

He previously worked for Pruco Securities (CRD#:5685).

Kurta Law Can Help

If you worked with Zachary Simpson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.