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Zachary Grant Facing Allegations Regarding Inaccurate Documentation

Zachary Grant (CRD #: 7546222) has been fired by Fidelity Brokerage Services following allegations. This disclosure appears in his BrokerCheck record. Details concerning his termination are provided below. 

On August 3, 2023, Fidelity Brokerage Services fired Zachary Grant following alleged concerns that he had documented placing outbound calls when he had allegedly not done so. 

FINRA Rule 4511

FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records. Inaccurate documentation may violate this rule. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 4511 also violate this rule. 

Background Information 

Zachary Grant has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He has exclusively registered with Fidelity Brokerage Services (CRD #: 7784) in his one year of experience. 

Kurta Law Can Help

If you worked with Zachary Grant and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

 

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